www.fsa.go.jp/sesc/news/c_2025/2025/20250328-2.html

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立花証券株式会社に対する検査結果に基づく勧告について

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https://www.fsa.go.jp/sesc/news/c_2025/2025/20250328-2.html

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This page reports the Securities and Exchange Surveillance Commission's recommendation based on inspection results of Tachibana Securities Co., Ltd. The company repeatedly engaged in inappropriate investment solicitation toward elderly customers aged 75 and above, including false statements and misleading representations about losses on sold securities to earn commissions. Despite previous regulatory guidance, the company continued these practices, causing customers to bear excessive fees. Additionally, the company's internal management system was inadequate, with ineffective oversight functions in the sales department.