www.jpx.co.jp/english/regulation/maintaining/points-of-note/index.html

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JPX-R's Consideration for Disciplinary Actions | Japan Exchange Group

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https://www.jpx.co.jp/english/regulation/maintaining/points-of-note/index.html

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This page outlines the disciplinary action guidelines established by Japan Exchange Regulation (JPX-R). To ensure consistency and uniformity in disciplinary decisions, JPX-R has officially announced eight key points of consideration: the degree of intent and negligence involved, the range of individuals implicated, the violation's background, prior disciplinary history, previous warnings, market impact, effects on exchange confidence, and relations to legal violations, treatment of multiple violations, duration and frequency of violations, and internal management systems.