www.fsa.go.jp/sesc/news/c_2024/2024/20240614-2.html

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株式会社三菱ＵＦＪ銀行に対する検査結果に基づく勧告について

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https://www.fsa.go.jp/sesc/news/c_2024/2024/20240614-2.html

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This page reports the Securities and Exchange Surveillance Commission's recommendation based on inspection results of Mitsubishi UFJ Bank on June 14, 2024. The main issues identified include improper sharing of non-public customer information with affiliated securities companies at least 10 times without consent, and deficient management systems for corporate-related information. Specific examples include providing information about Company A's stock offering and Company B's acquisition despite confidentiality agreements. Management recognized the impropriety but failed to implement appropriate corrective measures.