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東都水産（株）役員から伝達を受けた者による内部者取引に対する課徴金納付命令の決定について：金融庁

https://www.fsa.go.jp/news/r5/shouken/20230807-2.html

April 5, 2026 at 03:31 AM JST•The archive page, viewer, and downloads use this saved version.

April 5, 2026 at 03:31 AM JST·www.fsa.go.jp

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Original URLhttps://www.fsa.go.jp/news/r5/shouken/20230807-2.html

StartedApril 5, 2026 at 03:31 AM JST

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This page announces the Financial Services Agency's decision on an administrative monetary penalty order regarding insider trading by a person who received information from an executive of Toto Suisan Co., Ltd. Based on inspection results from the Securities and Exchange Surveillance Commission, administrative proceedings were initiated under the Financial Instruments and Exchange Act. The respondent submitted a written answer acknowledging the violation and the penalty amount. Following the hearing examiner's decision proposal, the respondent was ordered to pay 270,000 yen to the national treasury by October 10, 2023.

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