Before
This page announces the Financial Services Agency's decision on an administrative monetary penalty order regarding insider trading by a person who received information from an executive of Toto Suisan Co., Ltd. Based on inspection results from the Securities and Exchange Surveillance Commission, administrative proceedings were initiated under the Financial Instruments and Exchange Act. The respondent submitted a written answer acknowledging the violation and the penalty amount. Following the hearing examiner's decision proposal, the respondent was ordered to pay 270,000 yen to the national treasury by October 10, 2023.
After
このページは、金融庁が東都水産株式会社の役員から伝達を受けた者による内部者取引に対し、課徴金納付命令を決定したことを報告しています。内部者取引の検査結果に基づき、2023年6月30日に審判手続が開始され、被審人からの答弁書が提出されました。この結果、課徴金27万円の納付が命じられ、納付期限は2023年10月10日とされています。
