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https://www.fsa.go.jp/news/r6/shouken/20250314.html
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This page announces the Financial Services Agency's decision to order Gala, Inc. to pay a monetary penalty for falsifications in securities reports. Based on recommendations from the Securities and Exchange Surveillance Commission, the FSA issued an administrative monetary penalty order under the Financial Instruments and Exchange Act. The company admitted to the violations and agreed to the penalty amount. Gala is required to pay 64.95 million yen to the national treasury by May 14, 2025. The decision was made following administrative proceedings initiated in February 2025.
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このページは、(株)ガーラにおける有価証券報告書の虚偽記載に関する金融庁の課徴金納付命令についての発表です。2023年2月4日、証券取引等監視委員会の検査結果に基づき、審判手続が開始され、ガーラは虚偽記載を認めました。その結果、金融商品取引法に基づき、6495万円の課徴金を国庫に納付するよう命じられました。納付期限は2023年5月14日です。
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