www.jpx.co.jp/rules-participants/participants/actions/01.html
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処分実施状況 (大阪取引所） | 取引参加者 | 日本取引所グループ
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https://www.jpx.co.jp/rules-participants/participants/actions/01.html
About this page
This page lists disciplinary actions taken by the Osaka Exchange against trading participants who violated laws and regulations. The exchange enforces compliance through administrative monetary penalties and other sanctions based on participant rules. The table displays cases from June 2025 to September 2022, including warnings issued to Tachibana Securities and SBI Securities, and monetary penalties imposed on Okayasu Shoji (50 million yen with 3-day trading suspension). Violations include false statements, market manipulation, inappropriate information sharing, and failure to maintain capital adequacy ratios.
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