www.jpx.co.jp/regulation/maintaining/punish/index.html

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取引参加者への処分の実施状況 | 日本取引所グループ

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https://www.jpx.co.jp/regulation/maintaining/punish/index.html

About this page

This page presents the implementation status of disciplinary actions taken by the Japan Exchange Group against trading participants at the Tokyo Stock Exchange and Osaka Exchange. As part of its self-regulatory functions, it aims to maintain and improve the soundness of trading participants. The page provides information on considerations when determining disciplinary measures and checkpoints for internal management systems of trading participants.