www.jpx.co.jp/regulation/index.html

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自主規制 | 日本取引所グループ

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https://www.jpx.co.jp/regulation/index.html

About this page

This page explains the self-regulatory functions of Japan Exchange Group. Self-regulation is essential for exchange operations, encompassing investigation, examination, disciplinary decisions, and fraud prevention across listed companies, trading participants, and investors. It describes the self-regulatory operations of the Japan Exchange Regulation Authority under the Financial Instruments and Exchange Act, and the Tokyo Commodity Exchange under the Commodity Futures Trading Act. Key activities include maintaining listing eligibility, preventing unfair trading, and enhancing participant soundness. The page provides seminars, handbooks, and information reception services.