www.jpx.co.jp/english/regulation/index.html

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Self-Regulation | Japan Exchange Group

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https://www.jpx.co.jp/english/regulation/index.html

About this page

This page outlines the self-regulatory operations of Japan Exchange Regulation and Tokyo Commodity Exchange. These operations include broad-ranging investigations and examinations on compliance with laws and regulations, and disciplinary decisions targeting listed companies, prospective issuers, securities companies, and investors. The page details self-regulatory activities under the Financial Instruments and Exchange Act and Commodity Derivatives Act, along with published information. Key contents include principles for responding to and preventing corporate scandals, and educational activities for preventing unfair trading such as insider trading and market manipulation.