www.fsa.go.jp/sesc/news/c_2021/2021/20210129-1.html

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あいグローバル・アセット・マネジメント株式会社に対する検査結果に基づく勧告について:証券取引等監視委員会

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Apr 5, 2026, 06:30 PM

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https://www.fsa.go.jp/sesc/news/c_2021/2021/20210129-1.html

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This page reports the Securities and Exchange Surveillance Commission's recommendation for administrative action against AI Global Asset Management Co., Ltd. based on inspection results. The company failed to fulfill its fiduciary responsibility regarding the public investment trust "Ai Power Fund" it manages. Multiple violations were identified, including insufficient pre-launch investigations, failure to verify the actual operations of investment targets, non-confirmation of arbitrage trading authenticity, and lack of inquiry into asset custody arrangements. The company did not exercise the diligence of a prudent manager as required by law.

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あいグローバル・アセット・マネジメント株式会社に対する検査結果に基づく勧告について:証券取引等監視委員会 | www.fsa.go.jp/sesc/news/c_2021/2021/20210129-1.html archives | Kiroku