www.fsa.go.jp/policy/kachoukin/05/2026/1.pdf

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令和8年度金融商品取引法違反審判決定要旨

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https://www.fsa.go.jp/policy/kachoukin/05/2026/1.pdf

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This document outlines the summary of a ruling regarding violations of the Financial Instruments and Exchange Act for the fiscal year 2028. The respondent has been ordered to pay a penalty of 6.27 million yen to the national treasury, with a payment deadline set for November 17, 2028. The respondent did not appear at the hearing, and the evidence presented confirmed the violations. Specifically, the document details actions taken to mislead the market regarding stock trading.