www.fsa.go.jp/news/r6/shouken/20241031-1.html

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(株)サカイホールディングス株式に係る変更報告書の虚偽記載等:金融庁

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Apr 4, 2026, 12:31 PM

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https://www.fsa.go.jp/news/r6/shouken/20241031-1.html

About this page

This page announces the Financial Services Agency's decision to impose a civil monetary penalty on Sanwa Co., Ltd. regarding false statements in change reports related to Sakai Holdings Co., Ltd. shares. Based on inspection results from the Securities and Exchange Surveillance Commission, an administrative hearing was initiated on September 18, 2024. The respondent admitted to violations of the Financial Instruments and Exchange Act, and following the hearing examiner's recommendation, a penalty payment order was issued. The ordered payment amount is 100,000 yen, with a deadline of January 6, 2025.

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