www.fsa.go.jp/news/r4/shouken/20221031-1.html

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(株)SHIFT役員による重要事実に係る伝達に対する課徴金納付命令決定の取消しについて:金融庁

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Apr 4, 2026, 06:31 PM

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https://www.fsa.go.jp/news/r4/shouken/20221031-1.html

About this page

This page announces the cancellation of an administrative monetary penalty order issued by the Financial Services Agency against executives of SHIFT Co., Ltd. on April 11, 2017. The original penalty order required payment of 3.51 million yen. A court judgment issued on December 9, 2021 cancelled this order, and an appellate court upheld the cancellation on October 28, 2022. The decision became final, resulting in the complete withdrawal of the penalty order related to violations of the Financial Instruments and Exchange Act.

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