www.fsa.go.jp/news/r4/shouken/20221021-4.html

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大成(株)社員による公開買付けの実施に関する事実に係る推奨行為に対する課徴金納付命令の決定について:金融庁

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Apr 5, 2026, 12:30 AM

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https://www.fsa.go.jp/news/r4/shouken/20221021-4.html

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This page announces the Financial Services Agency's decision to order a monetary surcharge payment against Taiseikabushikigaisha employee regarding a public tender offer. Based on inspection results from the Securities and Exchange Surveillance Commission, administrative proceedings were initiated for a violation of the Financial Instruments and Exchange Act. The respondent submitted a written answer acknowledging the facts and amount of the surcharge. The decision orders the respondent to pay 210,000 yen to the national treasury, with a payment deadline of December 21, 2022.

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Apr 5, 2026, 12:30 AM

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