www.fsa.go.jp/news/r3/shouken/20210910.html

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第一商品(株)における有価証券報告書の虚偽記載に対する課徴金納付命令の決定について:金融庁

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Apr 5, 2026, 06:30 AM

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https://www.fsa.go.jp/news/r3/shouken/20210910.html

About this page

This page announces the Financial Services Agency's decision to order Daiichi Commodity Co., Ltd. to pay a financial penalty for falsifying entries in its securities report. Following an investigation by the Securities and Exchange Surveillance Commission, administrative proceedings were initiated. The company admitted to violations of the Financial Instruments and Exchange Act. As a result, the FSA ordered the company to pay 6 million yen to the national treasury by November 10, 2021. The decision was based on the company's written response acknowledging the violations.

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