(株)N・フィールド社員による公開買付けの実施に関する事実に係る伝達に対する課徴金納付命令の決定について:金融庁
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(株)N・フィールド社員による公開買付けの実施に関する事実に係る伝達に対する課徴金納付命令の決定について:金融庁
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This page announces the Financial Services Agency's decision to order N・Field Co., Ltd. employee to pay a monetary penalty for violations of the Financial Instruments and Exchange Act. Based on a recommendation from the Securities and Exchange Surveillance Commission, an administrative hearing was initiated. The respondent acknowledged the facts and agreed to the penalty amount. The agency ordered payment of 170,000 yen to the national treasury by June 7, 2023.
