(株)N・フィールド社員から伝達を受けた者による内部者取引に対する課徴金納付命令の決定について:金融庁
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(株)N・フィールド社員から伝達を受けた者による内部者取引に対する課徴金納付命令の決定について:金融庁
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This page announces the Financial Services Agency's decision on March 7, 2023, regarding an administrative monetary penalty order against a person who received information from an N・Field Co., Ltd. employee and engaged in insider trading. Based on a recommendation from the Securities and Exchange Surveillance Commission, a hearing was initiated and violations of the Financial Instruments and Exchange Act were confirmed. The respondent was ordered to pay 340,000 yen to the national treasury by June 7, 2023. Details are available in the decision summary.
