Before
This page announces the FSA's decision on April 9, 2021, regarding a monetary penalty order against an employee involved in contract negotiations with DLE Co., Ltd. for insider trading violations. Based on inspection results from the Securities and Exchange Surveillance Commission, administrative proceedings were initiated. The respondent submitted an answer acknowledging the violation and the penalty amount. Consequently, the FSA ordered the payment of 4.51 million yen to the national treasury with a deadline of June 9, 2021.
