(株)ストリームメディアコーポレーションとの契約締結交渉者の社員による情報伝達:金融庁
https://www.fsa.go.jp/news/r6/shouken/20240828-1.html(株)ストリームメディアコーポレーションとの契約締結交渉者の社員による情報伝達:金融庁
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This page announces the Financial Services Agency's decision regarding a monetary surcharge against an employee of a company negotiating a contract with Stream Media Corporation for illegal information disclosure. Based on inspection results from the Securities and Exchange Surveillance Commission, proceedings were initiated for violations of the Financial Instruments and Exchange Act. The respondent admitted to the charges and submitted a response accepting the surcharge. A monetary penalty of 4.56 million yen was ordered, with a payment deadline of October 28, 2024.
