株式会社エスコンアセットマネジメントに対する検査結果に基づく勧告について:証券取引等監視委員会
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株式会社エスコンアセットマネジメントに対する検査結果に基づく勧告について:証券取引等監視委員会
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This page documents the Securities and Exchange Surveillance Commission's recommendations regarding Escon Asset Management Co., Ltd. following an inspection. The company engaged in inappropriate conduct when acquiring real estate from its parent company, including exerting undue influence on real estate appraisers to raise valuations above the parent company's desired selling prices and implementing improper appraiser selection processes. These actions compromised fiduciary duty to the investment corporation, violating the Financial Instruments and Exchange Act Article 42. Administrative action was recommended accordingly.
