Archive ready

Trading Participant Internal Management System Checkpoints | Japan Exchange Group

https://www.jpx.co.jp/english/regulation/maintaining/checkpoints/index.html

April 7, 2026 at 11:04 PM JST•The archive page, viewer, and downloads use this saved version.

April 7, 2026 at 11:04 PM JST·www.jpx.co.jp

The evidence pack includes HTML, screenshots, summaries, and metadata. It can be downloaded on Pro.

Saved page

Trading Participant Internal Management System Checkpoints | Japan Exchange Group

Open the archived HTML with saved-time metadata attached.

Original URLhttps://www.jpx.co.jp/english/regulation/maintaining/checkpoints/index.html

StartedApril 7, 2026 at 11:04 PM JST

This HTML has CSS and images embedded, so it can still be opened even if the original page disappears.

About this pageAI generated

This page outlines the Trading Participant Internal Management System Checkpoints developed by Japan Exchange Regulation (JPX-R) based on inspection experience. These checkpoints address key inspection items for trading participants (broker-dealers with direct access to trading platforms of Tokyo Stock Exchange or Osaka Exchange) and serve as references for determining regulatory actions against violations of laws and regulations. The checkpoints are designed to help trading participants improve their internal management systems. Current as of May 2024.

Screenshot

The full page can be captured up to 15,000px in height so you can review the complete page layout when needed.