株式会社ＳＢＩ証券に対する検査結果に基づく勧告について
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株式会社ＳＢＩ証券に対する検査結果に基づく勧告について
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This page reports on recommendations issued by the Securities and Exchange Surveillance Commission against SBI Securities based on inspection results. SBI Securities executives solicited customers to purchase shares of three newly listed companies at the offering price to artificially maintain stock prices above the offering price from December 2020 to September 2021. The company knowingly accepted purchase orders on listing days, making prices non-reflective of actual market conditions. The conduct violated the Financial Instruments and Exchange Act's prohibition on market manipulation.
