クリエイトジャパン株式会社に対する検査結果に基づく勧告について：証券取引等監視委員会
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クリエイトジャパン株式会社に対する検査結果に基づく勧告について：証券取引等監視委員会
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This page announces the Securities and Exchange Surveillance Commission's recommendation for administrative action against Create Japan Co., Ltd. based on inspection results. The company, a financial instruments trading business, conducted illegal telephone solicitations for foreign exchange margin trading from January 2019 to January 2020. Violations included: 10 salespeople failing to confirm customers' willingness to receive solicitation before promoting (18 prospects), and 30 salespeople continuing solicitation despite customers' explicit refusal (40 prospects). The company prioritized sales performance over legal compliance. Management's inadequate oversight and failure to implement proper compliance systems since April 2016 led to pervasive ongoing violations across the organization.
