(株)ディー・エル・イーとの契約締結交渉者従業者からの情報受領者による内部者取引等に対する課徴金納付命令の決定について:金融庁
https://www.fsa.go.jp/news/r2/shouken/20210409_2.html(株)ディー・エル・イーとの契約締結交渉者従業者からの情報受領者による内部者取引等に対する課徴金納付命令の決定について:金融庁
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This page announces the Financial Services Agency's decision on April 9, 2021, regarding an administrative monetary penalty order for insider trading by individuals who received information from employees involved in contract negotiations with DLE Inc. Based on the Securities and Exchange Surveillance Commission's inspection results, a hearing procedure was initiated. The respondent acknowledged the facts and agreed to pay the penalty. The agency ordered payment of 3.05 million yen to the national treasury by June 9, 2021.
